| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 期貨合約交易 | 2015-08-12 | 2026-09-02 |
| Rep | 證券交易 | 2015-08-12 | 2026-09-02 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2011-05-03 | 2015-03-24 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2011-05-03 | 2015-03-24 |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2009-08-17 | 2011-04-30 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2007-10-11 | 2009-06-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2007-10-11 | 2009-06-17 |