| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MOELIS & COMPANY ASIA LIMITED | Rep | 就機構融資提供意見 | 2022-12-16 | - |
| Rep | 就證券提供意見 | 2022-12-16 | - | |
| Rep | 證券交易 | 2022-12-16 | - | |
| SINO-CEEF Capital Management Company Limited | Rep | 提供資產管理 | 2018-02-05 | 2022-10-31 |
| Rep | 就證券提供意見 | 2018-01-25 | 2022-10-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2010-12-01 | 2017-09-29 |
| Rep | 就證券提供意見 | 2010-12-01 | 2017-09-29 | |
| Rep | 證券交易 | 2010-12-01 | 2017-09-29 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2010-12-01 | 2017-09-29 |
| Rep | 就證券提供意見 | 2010-12-01 | 2017-09-29 | |
| Rep | 證券交易 | 2010-12-01 | 2017-09-29 |
已採集記錄中暫無金管局登記。