| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-08-20 | 2016-09-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-08-10 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-08-10 | 2016-09-28 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-10 | 2010-08-20 |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2008-05-21 | 2009-07-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2003-07-03 |
| Rep | 就證券提供意見 | - | 2003-07-03 | |
| Rep | 提供資產管理 | - | 2003-07-03 | |
| Rep | 證券交易 | - | 2003-07-03 |