| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JUMP TRADING HONG KONG LIMITED | RO | 期貨合約交易 | 2021-11-05 | - |
| RO | 證券交易 | 2021-11-05 | - | |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-07 | 2014-02-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2009-08-21 | 2014-02-25 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2009-08-21 | 2014-02-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2009-08-21 | 2010-09-07 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2007-06-25 | 2009-05-22 |
| Rep | 證券交易 | 2007-06-25 | 2009-05-22 | |
| Credit Suisse (Hong Kong) Limited | Rep | 證券交易 | 2005-10-18 | 2007-03-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2005-10-18 | 2007-03-28 |
| Rep | 期貨合約交易 | 2005-10-18 | 2007-03-28 |
已採集記錄中暫無金管局登記。