| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-12-30 | 2024-04-26 |
| Mage Securities Limited | Rep | 就證券提供意見 | 2013-12-30 | 2024-04-26 |
| Rep | 證券交易 | 2013-12-30 | 2024-04-26 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2011-11-04 | 2013-09-18 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-03 | 2013-09-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-07-13 | 2013-09-18 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-07-13 | 2010-09-03 |
| CAIIS Limited | Rep | 證券交易 | 2006-07-12 | 2007-02-28 |
| Rep | 就證券提供意見 | 2006-05-03 | 2007-02-28 |