| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2008-05-26 | 2011-09-22 |
| Merrill Lynch Far East Limited | Rep | 就證券提供意見 | 2008-05-26 | 2011-09-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就機構融資提供意見 | 2008-04-21 | 2011-09-22 |
| Rep | 證券交易 | 2008-04-21 | 2011-09-22 | |
| Merrill Lynch Far East Limited | Rep | 就機構融資提供意見 | 2008-04-21 | 2011-09-22 |
| Rep | 證券交易 | 2008-04-21 | 2011-09-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | 2007-11-21 | 2008-02-15 |
| Rep | 證券交易 | 2005-05-11 | 2008-02-15 |