| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Amundi Hong Kong Limited | Rep | 就證券提供意見 | 2018-08-16 | - |
| Rep | 提供資產管理 | 2018-08-16 | - | |
| Rep | 證券交易 | 2018-07-13 | - | |
| abrdn Hong Kong Limited | Rep | 證券交易 | 2018-04-11 | 2018-06-01 |
| STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED | Rep | 證券交易 | 2013-07-15 | 2018-06-01 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-09-06 | 2013-06-07 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-02-16 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-06-09 | 2013-06-07 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-06-09 | 2012-05-16 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2005-11-01 | 2006-05-22 |
已採集記錄中暫無金管局登記。