| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | RO | 就證券提供意見 | 2023-04-03 | - |
| TFI Asset Management Limited | RO | 就期貨合約提供意見 | 2023-02-06 | - |
| RO | 就證券提供意見 | 2023-02-06 | - | |
| RO | 提供資產管理 | 2023-02-06 | - | |
| TFI Securities and Futures Limited | RO | 期貨合約交易 | 2020-05-05 | - |
| RO | 證券交易 | 2019-12-16 | - | |
| CEB International Capital Corporation Limited | Rep | 就證券提供意見 | 2018-10-22 | 2019-07-10 |
| Rep | 證券交易 | 2018-10-22 | 2019-07-10 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2010-10-04 | 2017-08-22 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2010-10-04 | 2017-08-22 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2010-10-04 | 2010-12-16 |
已採集記錄中暫無金管局登記。