| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2026-01-12 | - |
| CLSA LIMITED | RO | 證券交易 | 2026-01-12 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2025-11-11 | - |
| Rep | 就機構融資提供意見 | 2025-11-11 | 2026-01-12 | |
| CLSA LIMITED | Rep | 證券交易 | 2025-11-11 | 2026-01-12 |
| GF Capital (Hong Kong) Limited | RO | 就機構融資提供意見 | 2022-02-23 | 2025-10-10 |
| GF Securities (Hong Kong) Brokerage Limited | RO | 證券交易 | 2022-02-23 | 2025-10-10 |
| GF Capital (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-11-04 | 2022-02-23 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2021-11-04 | 2022-02-23 |
| MESSIS CAPITAL LIMITED | RO | 就機構融資提供意見 | 2016-09-29 | 2021-09-17 |
| Rep | 證券交易 | 2016-09-29 | 2021-09-17 | |
| Rep | 就機構融資提供意見 | 2009-06-25 | 2016-09-29 |
已採集記錄中暫無金管局登記。