Shea, Patrick Kwok Hing 佘國興

證監會中央編號:AAC349

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SFG Fund Limited	RO	提供資產管理	2020-09-18	-
SFGHK Limited	RO	就證券提供意見	2020-09-18	-
	RO	證券交易	2020-09-18	-
SFG Fund Limited	Rep	提供資產管理	2020-09-07	2020-09-18
SFGHK Limited	Rep	就證券提供意見	2020-09-07	2020-09-18
Blackhorn Wealth Management Limited	RO	就證券提供意見	2019-08-22	2020-07-31
	RO	提供資產管理	2019-08-22	2020-07-31
	Rep	就證券提供意見	2019-07-02	2019-08-22
	Rep	提供資產管理	2019-07-02	2019-08-22
Solshire International Capital Management (HK) Limited	RO	就證券提供意見	2018-11-15	2019-05-10
	RO	提供資產管理	2018-11-15	2019-05-10
SFG Fund Limited	RO	提供資產管理	2017-12-05	2018-11-09
SFGHK Limited	RO	就證券提供意見	2017-07-14	2018-11-09
	RO	證券交易	2015-12-28	2018-11-09
FULBRIGHT FUTURES LIMITED	Rep	期貨合約交易	2015-05-20	2015-11-06
FULBRIGHT SECURITIES LIMITED	Rep	證券交易	2015-05-20	2015-11-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期貨合約交易	2014-03-28	2015-05-15
	Rep	證券交易	2014-03-28	2015-05-15
METRO CAPITAL SECURITIES LIMITED	Rep	證券交易	2009-05-05	2014-03-24
KGI ASIA LIMITED	Rep	證券交易	2009-02-12	2009-04-29
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-02-12	2009-04-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-12-03	2008-12-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-11-11	2008-12-25
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-11-11	2008-12-25
TIMES SECURITIES COMPANY LIMITED	Rep	證券交易	2007-11-07	2008-09-10
Quam Securities Limited	Rep	期貨合約交易	2007-10-09	2007-10-13
	Rep	證券交易	2007-10-09	2007-10-13
Funderstone Futures Limited	Rep	期貨合約交易	2007-03-16	2007-09-21
Funderstone Securities Limited	Rep	證券交易	2007-03-16	2007-09-21
Quam Securities Limited	Rep	期貨合約交易	2004-10-26	2007-03-01
QUAM FUTURES LIMITED	Rep	期貨合約交易	2004-03-01	2006-01-31
Quam Securities Limited	Rep	證券交易	2004-03-01	2007-03-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2003-10-20	2004-02-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2003-10-20	2004-02-25
WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-08-16
	Rep	提供資產管理	2003-04-01	2003-08-16
	Rep	提供自動化交易服務	2003-04-01	2003-08-16
	Rep	期貨合約交易	2003-04-01	2003-08-16
WING ON CHEONG SECURITIES COMPANY LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-08-16
	Rep	就證券提供意見	2003-04-01	2003-08-16
	Rep	提供資產管理	2003-04-01	2003-08-16
	Rep	提供自動化交易服務	2003-04-01	2003-08-16
	Rep	證券交易	2003-04-01	2003-08-16

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。

主要資料牌照與登記公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
SFG Fund Limited	RO	提供資產管理	2020-09-18	-
SFGHK Limited	RO	就證券提供意見	2020-09-18	-
	RO	證券交易	2020-09-18	-
SFG Fund Limited	Rep	提供資產管理	2020-09-07	2020-09-18
SFGHK Limited	Rep	就證券提供意見	2020-09-07	2020-09-18
Blackhorn Wealth Management Limited	RO	就證券提供意見	2019-08-22	2020-07-31
	RO	提供資產管理	2019-08-22	2020-07-31
	Rep	就證券提供意見	2019-07-02	2019-08-22
	Rep	提供資產管理	2019-07-02	2019-08-22
Solshire International Capital Management (HK) Limited	RO	就證券提供意見	2018-11-15	2019-05-10
	RO	提供資產管理	2018-11-15	2019-05-10
SFG Fund Limited	RO	提供資產管理	2017-12-05	2018-11-09
SFGHK Limited	RO	就證券提供意見	2017-07-14	2018-11-09
	RO	證券交易	2015-12-28	2018-11-09
FULBRIGHT FUTURES LIMITED	Rep	期貨合約交易	2015-05-20	2015-11-06
FULBRIGHT SECURITIES LIMITED	Rep	證券交易	2015-05-20	2015-11-06
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	期貨合約交易	2014-03-28	2015-05-15
	Rep	證券交易	2014-03-28	2015-05-15
METRO CAPITAL SECURITIES LIMITED	Rep	證券交易	2009-05-05	2014-03-24
KGI ASIA LIMITED	Rep	證券交易	2009-02-12	2009-04-29
KGI FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2009-02-12	2009-04-29
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-12-03	2008-12-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-11-11	2008-12-25
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-11-11	2008-12-25
TIMES SECURITIES COMPANY LIMITED	Rep	證券交易	2007-11-07	2008-09-10
Quam Securities Limited	Rep	期貨合約交易	2007-10-09	2007-10-13
	Rep	證券交易	2007-10-09	2007-10-13
Funderstone Futures Limited	Rep	期貨合約交易	2007-03-16	2007-09-21
Funderstone Securities Limited	Rep	證券交易	2007-03-16	2007-09-21
Quam Securities Limited	Rep	期貨合約交易	2004-10-26	2007-03-01
QUAM FUTURES LIMITED	Rep	期貨合約交易	2004-03-01	2006-01-31
Quam Securities Limited	Rep	證券交易	2004-03-01	2007-03-01
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期貨合約交易	2003-10-20	2004-02-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	證券交易	2003-10-20	2004-02-25
WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED	Rep	就期貨合約提供意見	2003-04-01	2003-08-16
	Rep	提供資產管理	2003-04-01	2003-08-16
	Rep	提供自動化交易服務	2003-04-01	2003-08-16
	Rep	期貨合約交易	2003-04-01	2003-08-16
WING ON CHEONG SECURITIES COMPANY LIMITED	Rep	就機構融資提供意見	2003-04-01	2003-08-16
	Rep	就證券提供意見	2003-04-01	2003-08-16
	Rep	提供資產管理	2003-04-01	2003-08-16
	Rep	提供自動化交易服務	2003-04-01	2003-08-16
	Rep	證券交易	2003-04-01	2003-08-16

金管局登記

金管局有關人士登記與證監會牌照獨立展示。EO 表示主管人員。

僅顯示現任登記

已採集記錄中暫無金管局登記。