| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MF Global Hong Kong Limited | RO | 槓桿式外匯交易 | 2009-02-03 | 2011-11-30 |
| RO | 就期貨合約提供意見 | 2008-08-26 | 2011-11-30 | |
| RO | 就證券提供意見 | 2008-08-26 | 2011-11-30 | |
| RO | 期貨合約交易 | 2008-08-26 | 2011-11-30 | |
| RO | 證券交易 | 2008-08-26 | 2011-11-30 | |
| Rep | 就期貨合約提供意見 | 2008-05-19 | 2008-08-26 | |
| Rep | 就證券提供意見 | 2008-05-19 | 2008-08-26 | |
| Rep | 期貨合約交易 | 2008-05-19 | 2008-08-26 | |
| Rep | 證券交易 | 2008-05-19 | 2008-08-26 |