| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sucden Financial (HK) Limited | RO | 槓桿式外匯交易 | 2013-11-27 | 2018-02-24 |
| Rep | 期貨合約交易 | 2012-12-17 | 2018-02-24 | |
| MF Global Hong Kong Limited | RO | 槓桿式外匯交易 | 2008-10-08 | 2011-12-13 |
| Rep | 槓桿式外匯交易 | 2007-04-30 | 2008-10-08 | |
| MF Global Foreign Exchange HK Limited | Rep | 槓桿式外匯交易 | 2006-11-07 | 2007-04-30 |
| MF Global Hong Kong Limited | Rep | 就期貨合約提供意見 | 2006-10-13 | 2011-12-13 |
| Rep | 期貨合約交易 | 2006-10-13 | 2011-12-13 | |
| CMC Markets Asia Limited | Rep | 槓桿式外匯交易 | 2005-10-10 | 2006-06-29 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-02-25 | 2005-08-15 |