| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UBP ASSET MANAGEMENT ASIA LIMITED | Rep | 就證券提供意見 | 2015-07-28 | 2016-10-21 |
| Rep | 提供資產管理 | 2015-07-28 | 2016-10-21 | |
| Rep | 證券交易 | 2015-07-28 | 2016-10-21 | |
| MF Global Hong Kong Limited | Rep | 就證券提供意見 | 2010-11-01 | 2011-11-11 |
| MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | 提供資產管理 | 2006-11-03 | 2008-10-18 |
| Rep | 就證券提供意見 | 2006-05-11 | 2008-10-18 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2005-01-25 | 2006-04-10 |
| BEAR STEARNS ASIA LIMITED | Rep | 證券交易 | 2003-06-06 | 2004-11-16 |
| Rep | 就證券提供意見 | 2003-06-06 | 2004-11-26 |