| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | 就證券提供意見 | 2015-06-19 | 2023-05-31 |
| RO | 提供資產管理 | 2014-06-09 | 2023-05-31 | |
| RICHMOND ASSET MANAGEMENT LIMITED (HK) | Rep | 提供資產管理 | 2013-06-17 | 2014-02-07 |
| RO | 提供資產管理 | 2012-10-03 | 2013-05-22 | |
| Rep | 提供資產管理 | 2012-09-11 | 2012-10-03 | |
| Rep | 就證券提供意見 | 2012-09-11 | 2014-02-07 | |
| MF Global Hong Kong Limited | Rep | 期貨合約交易 | 2011-08-15 | 2011-11-11 |
| Rep | 證券交易 | 2011-08-15 | 2011-11-11 | |
| MIZUHO SECURITIES ASIA LIMITED | RO | 提供資產管理 | 2005-03-16 | 2010-04-17 |
| Rep | 證券交易 | 2004-06-03 | 2010-04-17 | |
| MACQUARIE CAPITAL LIMITED | Rep | 提供自動化交易服務 | 2003-05-21 | 2004-03-22 |
| Rep | 證券交易 | 2003-05-21 | 2004-04-15 |