| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | 就證券提供意見 | 2012-01-09 | 2018-08-29 |
| MF Global Hong Kong Limited | Rep | 就證券提供意見 | 2010-12-01 | 2011-11-11 |
| BOCI RESEARCH LIMITED | Rep | 就證券提供意見 | 2009-09-28 | 2010-09-28 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-08-24 | 2009-09-11 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2007-08-17 | 2009-09-11 |