| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | Rep | 期貨合約交易 | 2015-03-05 | 2020-02-29 |
| Rep | 證券交易 | 2015-03-05 | 2020-02-29 | |
| T.F.S. Derivatives HK Limited | Rep | 期貨合約交易 | 2012-01-03 | 2015-01-31 |
| Rep | 證券交易 | 2012-01-03 | 2015-01-31 | |
| MF Global Hong Kong Limited | Rep | 期貨合約交易 | 2011-04-26 | 2011-11-10 |
| Rep | 證券交易 | 2011-04-26 | 2011-11-10 |