| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | RO | 期貨合約交易 | 2012-01-03 | - |
| Rep | 證券交易 | 2012-01-03 | - | |
| MF Global Hong Kong Limited | RO | 就期貨合約提供意見 | 2011-10-12 | 2011-11-10 |
| RO | 期貨合約交易 | 2011-10-12 | 2011-11-10 | |
| Rep | 就期貨合約提供意見 | 2011-05-04 | 2011-10-12 | |
| Rep | 期貨合約交易 | 2009-01-02 | 2011-10-12 | |
| Rep | 證券交易 | 2009-01-02 | 2011-11-10 | |
| Newedge Broker Hong Kong Limited | Rep | 期貨合約交易 | 2008-03-17 | 2008-08-21 |
| Newedge Broker Limited | Rep | 提供自動化交易服務 | 2006-06-29 | 2008-08-21 |
| Rep | 期貨合約交易 | 2006-06-29 | 2008-08-21 | |
| Rep | 證券交易 | 2006-06-29 | 2008-08-21 |