| Marex HK Asia Limited | RO | 槓桿式外匯交易 | 2017-11-23 | 2019-10-17 |
| RO | 證券交易 | 2014-11-20 | 2017-12-15 |
| RO | 期貨合約交易 | 2013-08-23 | 2022-10-27 |
| MF Global Hong Kong Limited | Rep | 槓桿式外匯交易 | 2010-11-17 | 2011-11-11 |
| Rep | 期貨合約交易 | 2010-11-01 | 2011-11-11 |
| FT Securities Limited | Rep | 就期貨合約提供意見 | 2005-11-10 | 2010-10-31 |
| Rep | 期貨合約交易 | 2005-11-08 | 2010-10-31 |
| Rep | 證券交易 | 2005-11-08 | 2010-10-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2004-08-19 | 2005-11-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2004-06-11 | 2005-11-04 |
| ADMIS Hong Kong Limited | Rep | 期貨合約交易 | 2004-04-29 | 2004-05-31 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | 槓桿式外匯交易 | 2003-10-15 | 2004-04-21 |