| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | 就期貨合約提供意見 | 2025-08-26 | - |
| Rep | 期貨合約交易 | 2025-08-26 | - | |
| Rep | 就證券提供意見 | 2021-05-11 | - | |
| Rep | 證券交易 | 2021-05-11 | - | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-10-08 | 2021-04-30 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2017-06-19 | 2021-04-30 |
| Rep | 證券交易 | 2017-05-15 | 2021-04-30 | |
| China Securities (International) Brokerage Company Limited | Rep | 就證券提供意見 | 2014-02-14 | 2017-05-08 |
| Rep | 證券交易 | 2013-06-25 | 2017-05-08 | |
| MF Global Hong Kong Limited | Rep | 就期貨合約提供意見 | 2009-11-10 | 2011-11-11 |
| Rep | 就證券提供意見 | 2009-11-10 | 2011-11-11 | |
| Rep | 期貨合約交易 | 2009-11-10 | 2011-11-11 | |
| Rep | 證券交易 | 2009-11-10 | 2011-11-11 | |
| NATIXIS ASIA LIMITED | Rep | 證券交易 | 2006-10-23 | 2008-12-12 |
已採集記錄中暫無金管局登記。