| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | RO | 就證券提供意見 | 2008-08-07 | 2011-10-14 |
| RO | 證券交易 | 2008-08-07 | 2011-10-14 | |
| Rep | 就證券提供意見 | 2008-03-05 | 2008-08-07 | |
| CYPRESS INTERNATIONAL INVESTMENT ADVISORS LIMITED | Rep | 就證券提供意見 | 2007-07-25 | 2007-10-31 |
| Quam Securities Limited | Rep | 證券交易 | 2004-11-22 | 2007-01-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2004-09-02 | 2004-10-19 |