| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2025-01-13 | - |
| Rep | 證券交易 | 2025-01-13 | - | |
| RO | 就證券提供意見 | 2021-06-16 | 2025-01-13 | |
| RO | 證券交易 | 2021-06-16 | 2025-01-13 | |
| Rep | 就證券提供意見 | 2020-07-17 | 2021-06-16 | |
| Rep | 證券交易 | 2020-07-17 | 2021-06-16 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | RO | 就證券提供意見 | 2017-11-07 | 2020-06-30 |
| RO | 證券交易 | 2017-11-07 | 2020-06-30 | |
| Rep | 就證券提供意見 | 2017-04-12 | 2017-11-07 | |
| Rep | 證券交易 | 2017-04-12 | 2017-11-07 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | RO | 就證券提供意見 | 2016-02-02 | 2017-02-18 |
| RO | 證券交易 | 2016-02-02 | 2017-02-18 | |
| Rep | 就證券提供意見 | 2015-01-02 | 2016-02-02 | |
| Rep | 證券交易 | 2015-01-02 | 2016-02-02 | |
| RO | 就證券提供意見 | 2012-09-19 | 2015-01-02 | |
| RO | 證券交易 | 2012-09-19 | 2015-01-02 | |
| Rep | 證券交易 | 2008-04-25 | 2012-09-19 | |
| Rep | 就證券提供意見 | 2008-04-08 | 2012-09-19 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2007-02-16 | 2008-01-19 |
已採集記錄中暫無金管局登記。