| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HANTEC SECURITIES CO., LIMITED | Rep | 證券交易 | 2026-04-17 | - |
| HANTEC WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2026-04-17 | - |
| Rep | 提供資產管理 | 2026-04-17 | - | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2024-07-02 | 2025-04-26 |
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2022-04-20 | 2022-07-18 |
| Rep | 證券交易 | 2022-04-20 | 2022-07-18 | |
| Nerico Brothers Limited (HK) | Rep | 提供資產管理 | 2017-05-09 | 2022-03-03 |
| Rep | 期貨合約交易 | 2017-05-09 | 2022-03-03 | |
| Rep | 證券交易 | 2017-05-09 | 2022-03-03 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-05-23 | 2013-06-29 |
| Rep | 證券交易 | 2012-05-23 | 2013-06-29 | |
| Rep | 就證券提供意見 | 2010-02-26 | 2012-03-01 | |
| Rep | 證券交易 | 2010-02-26 | 2012-03-01 | |
| CENTALINE WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-09-12 | 2009-02-06 |
已採集記錄中暫無金管局登記。