| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 就證券提供意見 | 2020-09-24 | 2024-02-01 |
| Rep | 證券交易 | 2020-09-24 | 2024-02-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-04-29 | 2020-09-18 |
| Rep | 證券交易 | 2016-04-29 | 2020-09-18 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 證券交易 | 2010-02-26 | 2016-02-20 |
| Rep | 就證券提供意見 | 2009-05-05 | 2016-02-20 | |
| OnePlatform Asset Management Limited | Rep | 就證券提供意見 | 2008-08-29 | 2009-04-06 |