| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| iFAST Global Markets (HK) Limited | Rep | 就證券提供意見 | 2024-08-26 | - |
| Rep | 證券交易 | 2024-08-26 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2016-07-19 | 2024-07-12 |
| Rep | 證券交易 | 2016-07-19 | 2024-07-12 | |
| MIDLAND WEALTH MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2011-05-17 | 2016-05-10 |
| Rep | 證券交易 | 2011-05-17 | 2016-05-10 | |
| iBest Consultants Limited | Rep | 證券交易 | 2009-08-10 | 2010-01-25 |
| Rep | 就證券提供意見 | 2007-09-19 | 2010-01-25 |