| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MAOYUAN CAPITAL (HK) LIMITED | RO | 就證券提供意見 | 2023-10-30 | 2026-06-30 |
| RO | 提供資產管理 | 2023-10-30 | 2026-06-30 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2011-04-21 | 2011-12-21 |
| NNIP HONG KONG LIMITED | Rep | 就證券提供意見 | 2011-03-02 | 2011-03-09 |
| Rep | 提供資產管理 | 2011-03-02 | 2011-03-09 | |
| Rep | 證券交易 | 2011-03-02 | 2011-03-09 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2010-09-08 |
| Rep | 期貨合約交易 | 2008-11-07 | 2010-09-08 | |
| Rep | 證券交易 | 2008-10-02 | 2010-09-08 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-10-02 | 2008-11-24 |
| Rep | 期貨合約交易 | 2008-10-02 | 2008-11-24 |