| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Capital International (Hong Kong) Co., Limited | Rep | 提供資產管理 | 2015-04-16 | 2016-03-02 |
| WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2013-07-25 | 2014-05-12 |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2009-10-12 | 2013-05-03 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2009-06-22 | 2009-07-18 |
| Rep | 期貨合約交易 | 2009-06-22 | 2009-07-18 | |
| Rep | 證券交易 | 2009-06-22 | 2009-07-18 |