Personnel Hong Kong SFC License Details (ID 88324)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Future Growth Financial Services Limited	RO	期貨合約交易	2018-08-23	2021-12-20
	Rep	期貨合約交易	2016-06-14	2018-08-23
	RO	證券交易	2016-03-30	2021-12-20
	Rep	證券交易	2016-02-26	2016-03-30
PC SECURITIES LIMITED	RO	證券交易	2014-06-11	2016-01-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2012-08-22	2014-02-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2012-08-22	2014-02-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2012-08-22	2014-02-19
Hong Kong Securities (International) Company Limited	RO	證券交易	2011-07-11	2012-07-09
CNI Securities Group Limited	Rep	證券交易	2010-10-13	2011-07-05
	RO	證券交易	2009-12-15	2010-10-13
GBS INTERNATIONAL FINANCIAL LIMITED	Rep	期貨合約交易	2009-12-15	2010-08-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2009-10-30	2009-12-09
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2009-10-30	2009-12-09
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2009-10-30	2009-12-09
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	證券交易	2008-06-13	2009-05-27
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	期貨合約交易	2008-06-13	2009-05-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	證券交易	2008-06-13	2009-05-27
CELESTIAL COMMODITIES LIMITED	Rep	期貨合約交易	2007-10-25	2008-05-16
CELESTIAL SECURITIES LIMITED	Rep	證券交易	2007-10-25	2008-05-16
WING FUNG FUTURES LIMITED	RO	期貨合約交易	2007-01-11	2007-10-11
WING FUNG SECURITIES LIMITED	RO	證券交易	2007-01-11	2007-10-11
WING FUNG FUTURES LIMITED	Rep	期貨合約交易	2006-10-25	2007-01-11
WING FUNG SECURITIES LIMITED	Rep	證券交易	2006-10-25	2007-01-11
TIS SECURITIES (HK) LIMITED	RO	期貨合約交易	2005-05-24	2006-09-30
	Rep	期貨合約交易	2005-02-18	2005-05-24
	Rep	證券交易	2004-06-25	2006-09-30
SBI China Capital Commodities Limited	Rep	就期貨合約提供意見	-	2003-07-24
	Rep	提供資產管理	-	2003-07-24
	Rep	期貨合約交易	-	2003-10-07
SBI China Capital Financial Services Limited	Rep	就機構融資提供意見	-	2003-07-24
	Rep	就證券提供意見	-	2003-07-24
	Rep	提供資產管理	-	2003-07-24
	Rep	證券交易	-	2003-10-07
SBI China Capital Securities Limited	Rep	就機構融資提供意見	-	2003-07-24
	Rep	就證券提供意見	-	2003-07-24
	Rep	提供資產管理	-	2003-07-24
	Rep	證券交易	-	2003-10-07