| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited | RO | 證券交易 | 2025-05-23 | - |
| RO | 期貨合約交易 | 2023-06-08 | - | |
| Rep | 期貨合約交易 | 2018-03-01 | 2023-06-08 | |
| Rep | 就證券提供意見 | 2017-03-01 | - | |
| Rep | 證券交易 | 2017-03-01 | 2025-05-23 | |
| Rep | 就證券提供意見 | 2017-02-28 | 2017-02-28 | |
| Rep | 證券交易 | 2017-02-28 | 2017-02-28 | |
| RO | 就證券提供意見 | 2013-06-20 | 2017-02-28 | |
| RO | 證券交易 | 2013-05-14 | 2017-02-28 | |
| Rep | 證券交易 | 2008-03-12 | 2013-05-14 | |
| CORPORATE BROKERS LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-19 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-02-19 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-19 | |
| Rep | 證券交易 | 2003-04-01 | 2008-03-05 |