| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2013-09-03 | 2017-06-14 |
| Mirae Asset Securities (HK) Limited | RO | 就證券提供意見 | 2012-10-25 | 2013-06-30 |
| Rep | 就證券提供意見 | 2009-04-01 | 2012-10-25 | |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | 2004-09-09 | 2009-03-04 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 證券交易 | 2004-04-16 | 2004-09-06 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-09 |
| Rep | 就證券提供意見 | - | 2004-01-09 | |
| Rep | 提供資產管理 | - | 2004-01-09 | |
| Rep | 證券交易 | - | 2004-01-09 |