| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2024-10-04 | - |
| Rep | 期貨合約交易 | 2024-10-04 | - | |
| RO | 就證券提供意見 | 2019-01-22 | - | |
| RO | 證券交易 | 2019-01-22 | - | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2019-01-21 | 2024-07-26 |
| Rep | 期貨合約交易 | 2019-01-21 | 2024-07-26 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2018-12-11 | 2019-01-22 |
| EXCEL PRECISE SECURITIES LIMITED | RO | 證券交易 | 2017-10-16 | 2018-09-30 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | RO | 證券交易 | 2016-10-20 | 2016-12-08 |
| Rep | 證券交易 | 2016-09-26 | 2016-10-20 | |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-05-06 | 2016-07-01 |
| Rep | 證券交易 | 2013-05-06 | 2016-07-01 | |
| Mirae Asset Securities (HK) Limited | Rep | 證券交易 | 2010-01-28 | 2013-04-10 |
| Virtu ITG Hong Kong Limited | Rep | 提供自動化交易服務 | 2008-04-09 | 2009-12-10 |
| Rep | 證券交易 | 2008-04-09 | 2009-12-10 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2003-10-27 | 2008-04-01 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-13 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-13 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-18 | |
| Rep | 證券交易 | 2003-04-01 | 2008-04-01 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-10-18 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-18 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-12-11 | |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-10-18 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-10-18 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-10-18 | |
| Rep | 證券交易 | 2003-04-01 | 2003-10-27 |
已採集記錄中暫無金管局登記。