| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | 提供資產管理 | 2025-10-16 | - |
| Rep | 就證券提供意見 | 2020-08-03 | - | |
| Rep | 證券交易 | 2020-08-03 | - | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2017-12-05 | 2020-06-05 |
| Rep | 期貨合約交易 | 2016-04-20 | 2020-06-05 | |
| Rep | 證券交易 | 2016-04-20 | 2020-06-05 | |
| SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED | Rep | 提供資產管理 | 2012-07-16 | 2014-04-14 |
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2009-08-06 | 2011-12-01 |
| UBS SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2005-03-24 |
| Rep | 提供資產管理 | 2003-04-01 | 2005-03-24 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2009-04-07 |
已採集記錄中暫無金管局登記。