| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | 就證券提供意見 | 2019-01-11 | 2019-02-04 |
| RO | 就證券提供意見 | 2018-03-15 | 2019-01-11 | |
| Guosen Securities (HK) Brokerage Company, Limited | RO | 就證券提供意見 | 2014-02-04 | 2014-11-21 |
| Rep | 證券交易 | 2013-08-28 | 2013-12-30 | |
| Rep | 就證券提供意見 | 2013-08-28 | 2014-02-04 | |
| Mirae Asset Securities (HK) Limited | Rep | 就證券提供意見 | 2009-06-04 | 2012-07-31 |
| Merrill Lynch (Asia Pacific) Limited | RO | 證券交易 | 2007-01-30 | 2009-01-08 |
| Rep | 證券交易 | 2006-08-14 | 2007-01-30 | |
| CLSA RESEARCH LIMITED | Rep | 就證券提供意見 | - | 2006-07-26 |