Yeung, Tsui Yan 楊翠茵 Hong Kong SFC License Details (ID 88439)

Yeung, Tsui Yan 楊翠茵 Hong Kong SFC License Details (ID 88439)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
Cosmos One Capital Limited	Rep	證券交易	2025-05-06	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	就證券提供意見	2018-12-07	2022-04-14
	Rep	證券交易	2018-12-07	2022-04-14
Guosen Securities (HK) Brokerage Company, Limited	Rep	就證券提供意見	2014-03-05	2018-11-23
	Rep	證券交易	2014-03-05	2018-11-23
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2013-08-19	2014-02-11
UOB KAY HIAN (HONG KONG) LIMITED	Rep	證券交易	2013-05-27	2014-02-11
Mirae Asset Securities (HK) Limited	Rep	證券交易	2010-01-05	2013-04-10
BEAR STEARNS ASIA LIMITED	Rep	期貨合約交易	2007-04-24	2009-02-28
	Rep	證券交易	2007-04-24	2009-02-28
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2006-08-15	2007-04-14
Merrill Lynch Far East Limited	Rep	證券交易	2006-08-15	2007-04-14
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2006-08-15	2007-04-14