| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | 證券交易 | 2016-05-03 | 2022-04-01 |
| Rep | 證券交易 | 2013-11-21 | 2016-05-03 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2010-12-31 | 2012-03-06 |
| MUSHK Limited | Rep | 證券交易 | 2010-06-28 | 2010-12-30 |
| Credit Agricole Securities (Asia) Limited | RO | 證券交易 | 2003-12-24 | 2008-05-09 |
| RBS Securities (Far East) Limited | RO | 證券交易 | 2003-12-24 | 2005-01-05 |
| Rep | 證券交易 | - | 2003-12-24 |