| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Point72 Hong Kong Limited | Rep | 提供資產管理 | 2021-12-21 | - |
| Rep | 期貨合約交易 | 2021-12-21 | - | |
| Rep | 證券交易 | 2021-12-21 | - | |
| Pinpoint Asset Management Limited | Rep | 提供資產管理 | 2020-06-18 | 2021-12-08 |
| Snow Lake Capital (HK) Limited | Rep | 提供資產管理 | 2018-06-25 | 2020-03-10 |
| Credit Suisse (Hong Kong) Limited | Rep | 期貨合約交易 | 2015-03-10 | 2018-06-16 |
| Rep | 證券交易 | 2015-03-10 | 2018-06-16 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2015-03-10 | 2018-06-16 |
| Rep | 證券交易 | 2015-03-10 | 2018-06-16 | |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2013-11-14 | 2015-02-22 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2013-06-03 | 2015-02-22 |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2011-01-05 | 2012-12-05 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2007-06-25 | 2009-10-08 |
已採集記錄中暫無金管局登記。