| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MUFG Securities Asia Limited | Rep | 就證券提供意見 | 2011-04-04 | 2012-07-10 |
| Rep | 證券交易 | 2011-04-04 | 2012-07-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-09-04 | 2009-06-02 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-23 |
| Rep | 提供資產管理 | - | 2004-11-23 | |
| Rep | 就期貨合約提供意見 | - | 2006-07-18 | |
| Rep | 就證券提供意見 | - | 2006-07-18 |