| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST WORLDSEC SECURITIES LIMITED | Rep | 證券交易 | 2015-09-23 | 2017-02-21 |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2010-12-31 | 2015-04-01 |
| MUSHK Limited | Rep | 證券交易 | 2008-07-23 | 2010-12-30 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2005-08-02 | 2008-07-18 |
| RO | 證券交易 | 2005-02-25 | 2005-08-02 | |
| Rep | 證券交易 | 2004-03-18 | 2005-02-25 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2004-02-27 |
| Rep | 就證券提供意見 | - | 2004-02-27 | |
| Rep | 證券交易 | - | 2004-03-16 |