| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Maso Capital Partners Limited | Rep | 提供資產管理 | 2023-02-17 | 2024-08-02 |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2020-10-12 | 2021-11-16 |
| Rep | 證券交易 | 2020-10-12 | 2021-11-16 | |
| Templewater Hong Kong Limited | RO | 就證券提供意見 | 2015-07-28 | 2018-07-15 |
| RO | 證券交易 | 2014-01-21 | 2018-07-15 | |
| Rep | 證券交易 | 2013-01-28 | 2014-01-21 | |
| Rep | 就證券提供意見 | 2013-01-28 | 2015-07-28 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2011-07-19 | 2012-07-04 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | 期貨合約交易 | 2010-08-31 | 2011-03-22 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 證券交易 | 2010-08-31 | 2011-03-22 |