| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-07-10 | - |
| RO | 證券交易 | 2026-07-10 | - | |
| Rep | 就證券提供意見 | 2026-05-14 | 2026-07-10 | |
| Rep | 證券交易 | 2026-05-14 | 2026-07-10 | |
| RO | 證券交易 | 2022-01-26 | 2025-05-19 | |
| Rep | 就證券提供意見 | 2021-11-26 | 2025-05-19 | |
| Rep | 期貨合約交易 | 2021-11-26 | 2025-05-19 | |
| Rep | 證券交易 | 2021-10-15 | 2022-01-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2015-08-10 | 2021-09-24 |
| INSTINET PACIFIC LIMITED | Rep | 就證券提供意見 | 2015-01-02 | 2015-07-07 |
| Rep | 提供自動化交易服務 | 2015-01-02 | 2015-07-07 | |
| Rep | 證券交易 | 2015-01-02 | 2015-07-07 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2010-12-31 | 2012-07-04 |
| MUSHK Limited | Rep | 證券交易 | 2010-02-09 | 2010-12-30 |
已採集記錄中暫無金管局登記。