| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RO | 期貨合約交易 | 2021-08-30 | - |
| RO | 提供資產管理 | 2021-01-20 | - | |
| RO | 證券交易 | 2021-01-20 | - | |
| Rep | 證券交易 | 2017-01-23 | 2021-01-20 | |
| Rep | 期貨合約交易 | 2017-01-23 | 2021-08-30 | |
| Rep | 提供資產管理 | 2016-03-04 | 2021-01-20 | |
| MUFG Securities Asia Limited | Rep | 證券交易 | 2011-03-02 | 2016-02-06 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | Rep | 證券交易 | 2008-10-03 | 2011-03-01 |
已採集記錄中暫無金管局登記。