| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | RO | 就證券提供意見 | 2011-09-12 | 2013-03-28 |
| RO | 證券交易 | 2011-09-12 | 2013-03-28 | |
| Rep | 就證券提供意見 | 2011-05-16 | 2011-09-12 | |
| Rep | 證券交易 | 2011-05-16 | 2011-09-12 | |
| MUSHK Limited | Rep | 就期貨合約提供意見 | 2006-07-18 | 2006-10-21 |
| Rep | 就證券提供意見 | 2006-07-18 | 2006-10-21 | |
| Rep | 期貨合約交易 | 2006-07-18 | 2006-10-21 | |
| Rep | 證券交易 | 2006-07-18 | 2006-10-21 |