| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2017-09-18 | 2020-09-25 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2011-07-25 | 2016-10-28 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就證券提供意見 | 2009-08-24 | 2011-06-27 |
| DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2008-05-15 | 2011-06-27 |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-06-13 | 2005-11-12 |