| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | 證券交易 | 2016-06-17 | 2017-03-16 |
| Rep | 提供資產管理 | 2015-11-02 | 2017-03-16 | |
| Big Bay Asset Management (HK) Limited | Rep | 提供資產管理 | 2013-11-28 | 2015-09-30 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2009-12-24 | 2013-11-09 |
| Rep | 期貨合約交易 | 2009-12-01 | 2013-11-09 | |
| Rep | 證券交易 | 2009-12-01 | 2013-11-09 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供自動化交易服務 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2009-10-14 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2004-02-11 |
| Rep | 期貨合約交易 | - | 2009-10-14 |