| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2011-04-18 | 2012-01-13 |
| Rep | 證券交易 | 2011-04-18 | 2012-01-13 | |
| ORION INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2009-11-17 | 2011-03-31 |
| Rep | 證券交易 | 2009-11-17 | 2011-03-31 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2005-04-29 | 2009-04-24 |