| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2013-10-10 | 2017-07-21 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2017-07-21 |
| Rep | 證券交易 | 2013-07-05 | 2017-07-21 | |
| Rep | 期貨合約交易 | 2010-12-06 | 2017-07-21 | |
| Morgan Stanley Asia Limited | RO | 證券交易 | 2010-10-11 | 2013-10-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | 2007-03-28 | 2010-12-06 |
| Rep | 期貨合約交易 | 2007-03-28 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2010-10-11 | |
| Rep | 提供自動化交易服務 | - | 2013-07-24 |