| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | RO | 就期貨合約提供意見 | 2023-12-14 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2023-10-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2009-05-19 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | 就期貨合約提供意見 | 2006-09-22 | 2023-12-14 |
| RO | 就證券提供意見 | 2004-11-30 | - | |
| RO | 證券交易 | 2004-11-30 | 2024-05-31 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-02-11 | |
| Rep | 提供自動化交易服務 | 2003-04-01 | 2004-02-11 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-11-30 | |
| Rep | 證券交易 | 2003-04-01 | 2004-11-30 |