| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2025-05-06 | - |
| Rep | 提供資產管理 | 2025-05-06 | - | |
| Rep | 證券交易 | 2025-05-06 | - | |
| WRise Wealth Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-10-30 | 2024-12-19 |
| Rep | 提供資產管理 | 2023-10-30 | 2024-12-19 | |
| Rep | 證券交易 | 2023-10-30 | 2024-12-19 | |
| JMC Capital International Limited | Rep | 就期貨合約提供意見 | 2022-12-19 | 2023-07-13 |
| Rep | 期貨合約交易 | 2022-12-19 | 2023-07-13 | |
| Rep | 就證券提供意見 | 2022-10-31 | 2023-07-13 | |
| Rep | 證券交易 | 2022-10-31 | 2023-07-13 | |
| JMC Capital HK Limited | Rep | 就證券提供意見 | 2022-09-06 | 2023-07-13 |
| Rep | 提供資產管理 | 2022-09-06 | 2023-07-13 | |
| Rep | 證券交易 | 2022-09-06 | 2023-07-13 | |
| Phoenix Capital (International) Limited | RO | 就證券提供意見 | 2019-03-04 | 2021-04-24 |
| RO | 提供資產管理 | 2019-03-04 | 2021-04-24 | |
| Rep | 就證券提供意見 | 2017-10-13 | 2019-03-04 | |
| Rep | 提供資產管理 | 2017-10-13 | 2019-03-04 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-07-29 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-07-29 | 2010-12-06 |
已採集記錄中暫無金管局登記。