| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2025-07-02 | - |
| Strategic Vision Investment Limited | Rep | 提供資產管理 | 2022-09-13 | 2024-12-12 |
| China Orient International Asset Management Limited | Rep | 就證券提供意見 | 2014-09-18 | 2022-09-07 |
| Rep | 提供資產管理 | 2014-09-18 | 2022-09-07 | |
| ExaByte Capital Management (HK) Limited | Rep | 提供資產管理 | 2013-10-18 | 2013-12-28 |
| ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2012-08-16 | 2013-07-04 |
| Rep | 提供資產管理 | 2012-08-16 | 2013-07-04 | |
| MACQUARIE CAPITAL LIMITED | Rep | 證券交易 | 2011-09-23 | 2012-06-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2010-12-06 | 2011-09-16 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2009-03-02 | 2011-09-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2009-03-02 | 2010-12-06 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2005-07-12 | 2005-09-30 |
| Rep | 提供資產管理 | 2005-07-12 | 2005-09-30 | |
| Rep | 證券交易 | 2005-07-12 | 2005-09-30 |
已採集記錄中暫無金管局登記。