| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2016-12-02 | 2019-02-28 |
| SHENG YUAN SECURITIES LIMITED | Rep | 證券交易 | 2016-12-02 | 2019-02-28 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2010-06-22 | 2016-05-27 |
| Rep | 證券交易 | 2008-08-04 | 2016-05-27 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期貨合約交易 | 2008-08-04 | 2010-06-22 |