| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | 就期貨合約提供意見 | 2017-08-07 | 2020-06-16 |
| Rep | 就證券提供意見 | 2017-08-07 | 2020-06-16 | |
| Rep | 提供資產管理 | 2017-08-07 | 2020-06-16 | |
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2015-10-20 | 2017-07-28 |
| Morgan Stanley Asia Limited | Rep | 就證券提供意見 | 2010-09-07 | 2015-09-29 |
| Rep | 證券交易 | 2010-09-07 | 2015-09-29 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就證券提供意見 | 2010-04-08 | 2010-08-09 |
| Rep | 證券交易 | 2007-11-22 | 2010-08-09 |